Scott Borow, financial advisor Great Neck NY
93 score

Scott Borow

CRD Number: 5277628
Current Firm: Northwestern Mutual Investment Services,llc

Scott Borow (CRD# 5277628) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Great Neck, NY and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Great Neck, NY Mar 2011 - Current 5
Northwestern Mutual Life Insurance Company Milwaukee, WI Dec 2010 - Current 6
Northwestern Mutual Investment Services, LLC Great Neck, NY Oct 2014 - Mar 2016 1
Northwestern Mutual Investment Services, LLC Huntington, NY Oct 2007 - Mar 2011 3
Robert Johnson Huntington, NY Sep 2007 - Dec 2010 3
John Hancock Financial Network Lake Success, NY Jul 2006 - Jul 2007 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Oct 2014
S63 Uniform Securities State Law Examination Apr 2007
Contact Info for Scott J. Borow
Phone Number: 866-664-7737
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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