Rick Runyan, financial advisor Greeley CO
83 score

Rick Runyan

CRD Number: 1078331
Current Firm: Stifel, Nicolaus & Company, Incorporated

Rick Runyan (CRD# 1078331) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Greeley, CO and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel Nicolaus & Co Inc. Fort Collins, CO Nov 2012 - Current 4
Wells Fargo Advisors LLC Greeley, CO May 2009 - Nov 2012 3
Wachovia Securities, LLC Greeley, CO Jan 2008 - May 2009 1
A.g. Edwards Greeley, CO Aug 1993 - Jan 2008 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1982
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Rick L. Runyan
Phone Number: 314-342-2000
Firm Website: http://www.stifel.com
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    38,401
    MILLIONS
  • Total Number of Accounts
    115,441
    ACCOUNTS
  • Average Account Value
    $332,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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