James CapeCRD Number: 1156077
Current Firm: Raymond James Financial Services Advisors, Inc.
James Cape (CRD# 1156077) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Green Bay, WI and has over 33 years of experience in the finance industry. James Cape has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Endowment Wealth Management, Inc.
Kerntke Otto Mcglone Wealth Management Group
Endowment Wealth Management, Inc.
|Cgh Advisory Group, LLC||Green Bay, WI||Jan 2016 - Current||1|
|Insurance-non Variable||Green Bay, WI||Sep 2012 - Current||4|
|Raymond James Financial Services Advisors Inc.||Green Bay, WI||Feb 2012 - Current||5|
|Raymond James Financial Services, Inc.||Green Bay, WI||Feb 2012 - Current||5|
|Cape Financial Group, LLC||Green Bay, WI||Feb 2012 - Current||5|
|Winter Glen Properties, LLC||Green Bay, WI||Feb 2012 - Current||5|
|Stifel Nicolaus & Company, Inc.||Green Bay, WI||Jul 2006 - Feb 2012||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1983|
|S65||NASAA Investment Advisors Law Examination||Mar 1997|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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