Mark Walters (CRD# 1012541) is an Investment Advisor Representative working at Lpl Financial LLC in Green Brook Township, NJ and has over 37 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 4632189
Sarsi, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Green Brook, NJ | Nov 2020 - Current | 3 |
| Sweatt & Walters Assc LLC | Green Brook, NJ | Oct 1985 - Current | 38 |
| Raymond James Financial Services Advisors Inc. | Green Brook, NJ | Nov 2014 - Nov 2020 | 6 |
| Raymond James Financial Services, Inc. | Green Brook, NJ | Oct 2014 - Nov 2020 | 6 |
| Linsco/private Ledger Corp. | East Westfield, NJ | Jan 1998 - Oct 2014 | 16 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1986 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2008 |
- NJ
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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