Erich Raasch, financial advisor Greencastle IN
73 score

Erich Raasch

CRD Number: 2001643
Current Firm: Lpl Financial LLC

Erich Raasch (CRD# 2001643) is an Investment Advisor Representative working at Lpl Financial LLC in Greencastle, IN and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Corporation Bloomington, IN Nov 2009 - Current 7
Old National Bank Bloomington, IN Nov 2008 - Current 8
Invest Financial Corp. Tampa, FL Nov 2008 - Nov 2009 1
German American Bancorp Bloomington, IN Dec 2003 - Nov 2008 4
Primevest Financial Services, Inc. St. Cloud, MN Jun 2001 - Nov 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1993
S65 NASAA Investment Advisors Law Examination Aug 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Erich W. Raasch
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • IN
  • LA
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
73

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