William Thompson, financial advisor Greensboro GA
86 score

William Thompson

CRD Number: 1092159
Current Firm: Wells Fargo Advisors Financial Network, LLC

William Thompson (CRD# 1092159) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Greensboro, GA and has over 33 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Wells Fargo Advisors Financial Network LLC Columbia, PA Feb 2011 - Current 5
Ing Financial Partners, Inc. Des Moines, IA Jan 2004 - Feb 2011 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S65 NASAA Investment Advisors Law Examination Sep 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for William H. Thompson
Phone Number: 314-875-3000
Firm Website: http://www.wachovia.com
Registered State(s):
  • GA
  • PA
By the Numbers
  • Total Assets Under Management
    38,415
    MILLIONS
  • Total Number of Accounts
    131,465
    ACCOUNTS
  • Average Account Value
    $292,208
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86

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