Barbara Richley, financial advisor Greensboro NC
81 score

Barbara Richley

CRD Number: 3013952
Current Firm: Triad Financial Advisors, Inc.

Barbara Richley (CRD# 3013952) is an Investment Advisor Representative working at Triad Financial Advisors, Inc. in Greensboro, NC and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Royal Alliance Associates, Inc. Greensboro, NC Oct 2009 - Current 7
Aflac Greensboro, NC Aug 2008 - Oct 2009 1
Axa Advisors, LLC High Point, NC Feb 2007 - Jul 2008 1
Wachovia Securities, LLC Greensboro, NC Jun 2003 - Jan 2007 3
Wachovia Bank, N.a. Greensboro, NC Jun 2002 - Jan 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1998
S65 NASAA Investment Advisors Law Examination May 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Barbara P. Richley
Phone Number: 336-230-0071
Firm Website:
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States


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