James WombleCRD Number: 1782648
Current Firm: Msi Financial Services, Inc.
James Womble (CRD# 1782648) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Greensboro, NC and has over 30 years of experience in the finance industry.
Spartan Planning Group
Tarheel Advisors, LLC
Triad Financial Advisors, Inc.
|Metlife Securities Inc.||Greensboro, NC||Sep 1987 - Current||30|
|Metropolitan Life Insurance Company||Greensboro, NC||Sep 1987 - Current||30|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1988|
|S65||NASAA Investment Advisors Law Examination||Jul 2003|
Total Assets Under Management13,804MILLIONS
Total Number of Accounts105,831ACCOUNTS
Average Account Value$130,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV