John Hardy, financial advisor Clemmons NC

John Hardy

CRD Number: 1008867
Current Firm: Cetera Investment Advisers LLC

John Hardy (CRD# 1008867) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Clemmons, NC and has over 38 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Schaumburg, IL Jun 2023 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Nov 2019 - Current 4
Hmc Partners LLC Greensboro, NC Feb 2016 - Current 8
Money Matters Properties, LLC Greensboro, NC Mar 2011 - Current 13
Summit Financial Group Greensboro, NC Nov 2019 - May 2021 1
Independent Advisor Alliance Charlotte, NC Feb 2016 - Nov 2019 3
Lpl Financial LLC Greensboro, NC May 2005 - Nov 2019 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1985
S65 NASAA Investment Advisors Law Examination Feb 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for John W. Hardy
Phone Number: 888-528-2987
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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