John Watson, financial advisor Greensboro NC
86 score

John Watson

CRD Number: 1038466
Current Firm: Hornor, Townsend & Kent, Inc.

John Watson (CRD# 1038466) is an Investment Advisor Representative working at Hornor, Townsend & Kent, Inc. in Greensboro, NC and has over 34 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Penn Mutual Life Insurance Horsham, PA May 2007 - Current 9
Hornor, Townsend & Kent, Inc. Horsham, PA May 2007 - Current 9
1717 Capital Management Company Newark, DE Mar 1982 - May 2007 25
Paul W. Schenck & Assoc Greensboro, NC Apr 1979 - May 2007 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1982
S65 NASAA Investment Advisors Law Examination Apr 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John C. Watson
Phone Number: 215-957-7300
Firm Website: http://www.htk.com
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    1,000
    MILLIONS
  • Total Number of Accounts
    3,542
    ACCOUNTS
  • Average Account Value
    $282,463
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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