Michael Planning, financial advisor Greensboro NC
96 score

Michael Planning

CRD Number: 1866729
Current Firm: Stifel, Nicolaus & Company, Incorporated

Michael Planning (CRD# 1866729) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Greensboro, NC and has over 28 years of experience in the finance industry. Michael Planning has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
David Childs, financial advisor Greensboro NC
David Childs
CRD# 5145179
Spartan Planning & Wealth Management
Score
103
Similar Advisors
Patrick Rush, financial advisor Greensboro NC
Patrick N. Rush
CRD# 2639709
Triad Financial Advisors, Inc.
Score
103
Similar Advisors
Robert Russell, financial advisor Greensboro NC
Robert G. Russell
CRD# 2614704
Nfp Advisor Services, LLC
Score
103
Professional Designations
Company Name Location Dates Years
Stifel Nicolaus & Co Inc. Greensboro, NC Apr 2014 - Current 2
Wells Fargo Advisors LLC Greensboro, NC May 2009 - Apr 2014 4
Wachovia Securities, LLC Greensboro, NC Apr 2007 - May 2009 2
First Citizens Investor Services, Inc. Raleigh, NC Jul 2002 - Apr 2007 4
First-citizens Bank & Trust Company Raleigh, NC Jul 2002 - Mar 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1988
S65 NASAA Investment Advisors Law Examination Jul 1999
Contact Info for Michael J. Planning
Phone Number: 314-342-2000
Firm Website: http://www.stifel.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    38,401
    MILLIONS
  • Total Number of Accounts
    115,441
    ACCOUNTS
  • Average Account Value
    $332,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Michael Planning and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.