Donna AdamsCRD Number: 1957346
Current Firm: Lpl Financial LLC
Donna Adams (CRD# 1957346) is an Investment Advisor Representative working at Lpl Financial LLC in Greenville, MS and has over 28 years of experience in the finance industry. Donna Adams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Raymond James Financial Services Advisors, Inc.
Woodbury Financial Services, Inc.
Investacorp Advisory Services Inc.
|Lpl Financial||Charlotte, NC||May 2010 - Current||7|
|Guaranty Bank & Trust||Greenville, MS||Nov 2003 - Current||14|
|Uvest Financial Services Group||Charlotte, NC||Nov 2003 - Jul 2010||6|
|Amsouth Investment Management Company LLC||Birmingham, AL||Jul 2003 - Jul 2010||7|
|Amsouth Investment Services, Inc.||Birmingham, AL||Feb 2000 - Jul 2010||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1989|
|S65||NASAA Investment Advisors Law Examination||Mar 1996|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops