Lawrence ChinCRD Number: 1025866
Current Firm: Crown Capital Securities, LP
Lawrence Chin (CRD# 1025866) is an Investment Advisor Representative working at Crown Capital Securities, LP in Greenville, MS and has over 35 years of experience in the finance industry.
Woodbury Financial Services, Inc.
H.d. Vest Advisory Services, Inc.
|Crown Capital Securities, LP||Orange, CA||Jul 2003 - Current||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1982|
|S65||NASAA Investment Advisors Law Examination||Nov 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management562MILLIONS
Total Number of Accounts2,871ACCOUNTS
Average Account Value$195,816
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AL, AZ, CA, CO, CT, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, ND, NE, NM, NV, NY, OH, OK, PA, SC, TN, TX, WA, WI