Michael Owens
CRD Number: 2128682
Current Firm: Carolina Financial Services Group, Inc.
Compensation Model: Both
Michael Owens (CRD# 2128682) is an Investment Advisor Representative working at Carolina Financial Services Group, Inc. in Greenville, NC and has over 25 years of experience in the investment industry.
As an independent advisor, I am required to do what is in the best interests for my clients. I also believe that being an independent financial advisor allows me to use a much wider variety of tools to better tailor your financial plan to you.
In 2007 I opened my own firm in order to provide my clients these advantages. Clients work with me because I take an active approach to managing and monitoring their investments – this is one of the qualities that saw me and my clients through the negative return market years of 2002 and 2008.
I own 100% of Carolina Financial Services Group. I am not an employee of a large brokerage firm or a large insurance company. This means the only boss I work for is you the client.
I serve individuals and businesses in all areas of retirement planning, retirement income, lifetime income, 401k rollovers and investment management of personal, corporate and trust accounts. I offer an incredibly diverse range of products to make sure your investment goals are best met.
CRD# 4216809
Edward Jones
CRD# 1106654
Ameriprise Financial Services, LLC
CRD# 6929817
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Carolina Financial Services Group Inc. | Greenville, NC | Feb 2012 - Current | 12 |
| Caroline Financial Services Group, Inc. | Greenville, NC | Jan 2007 - Current | 17 |
| Southeast Investments, Nc, Inc. | Greenville, NC | May 2012 - Aug 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1990 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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