Michael Owens, financial advisor Greenville NC

Michael Owens

Carolina Financial Services Group

CRD Number: 2128682
Current Firm: Carolina Financial Services Group, Inc.
Compensation Model: Both

Michael Owens (CRD# 2128682) is an Investment Advisor Representative working at Carolina Financial Services Group, Inc. in Greenville, NC and has over 25 years of experience in the investment industry.

 

As an independent advisor, I am required to do what is in the best interests for my clients. I also believe that being an independent financial advisor allows me to use a much wider variety of tools to better tailor your financial plan to you. 

 

In 2007 I opened my own firm in order to provide my clients these advantages. Clients work with me because I take an active approach to managing and monitoring their investments – this is one of the qualities that saw me and my clients through the negative return market years of 2002 and 2008. 

 

I own 100% of Carolina Financial Services Group. I am not an employee of a large brokerage firm or a large insurance company. This means the only boss I work for is you the client.

 

I serve individuals and businesses in all areas of retirement planning, retirement income, lifetime income, 401k rollovers and investment management of personal, corporate and trust accounts. I offer an incredibly diverse range of products to make sure your investment goals are best met.

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Professional Designations
Company Name Location Dates Years
Carolina Financial Services Group Inc. Greenville, NC Feb 2012 - Current 8
Caroline Financial Services Group, Inc. Greenville, NC Jan 2007 - Current 14
Southeast Investments, Nc, Inc. Greenville, NC May 2012 - Aug 2014 2
Royal Alliance Associates Greenville, NC Jan 2007 - May 2012 5
Ubs Financial Services, Inc. Greenville, NC Mar 2002 - Jan 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1990
S7 General Securities Representative Examination (GS) May 1991
S65 NASAA Investment Advisors Law Examination Mar 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Michael C. Owens
Phone Number: 252-215-9095
Registered State(s):
  • NC
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