Philip SingletonCRD Number: 6084058
Current Firm: Raymond James & Associates, Inc.
Philip Singleton (CRD# 6084058) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Greenville, NC and has over 4 years of experience in the finance industry.
Carolina Financial Services Group, Inc.
Carolina Wealth Management, Inc.
On Investment Management Co
|Raymond James & Associates, Inc.||Greenville, NC||Apr 2012 - Current||5|
|Aflac||Greenville, NC||Oct 2011 - Apr 2012||< 1|
|Unemployed||Wilmington, NC||Feb 2011 - Oct 2011||< 1|
|Logos Direct||Wilmington, NC||Jun 2010 - Feb 2011||< 1|
|Unemployed||Wilmington, NC||Aug 2008 - Jun 2010||1|
|Marsh's Surf||Atlantic Beach, NC||Apr 2006 - Aug 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV