Alan SpilkerCRD Number: 1283380
Current Firm: Raymond James & Associates, Inc.
Alan Spilker (CRD# 1283380) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Greenville, SC and has over 32 years of experience in the finance industry.
Erisa Plan Services Inc.
Eagle Strategies LLC
Securities America Advisors, Inc.
|Raymond James & Associates, Inc.||Greenville, SC||Jan 2016 - Current||1|
|Raymond James & Associates, Inc.||Saint Louis, MO||Aug 2013 - Jan 2016||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Clayton, MO||Oct 2008 - Aug 2013||4|
|Wachovia Securities, LLC||Kansas City, MO||Nov 2006 - Oct 2008||1|
|Wachovia Securities, LLC||Roseville, CA||Jul 2003 - Nov 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1984|
|S65||NASAA Investment Advisors Law Examination||Jan 1992|
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV