Brett Smith, financial advisor Greenville SC
90 score

Brett Smith

CRD Number: 6013244
Current Firm: Northwestern Mutual Investment Services,llc

Brett Smith (CRD# 6013244) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Greenville, SC and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Investment Services LLC Greenville, SC Mar 2016 - Current < 1
Northwestern Mutual Wealth Management Company Milwaukee, WI Dec 2013 - Current 3
Northwestern Mutual Life Insurance Company Milwaukee, WI Apr 2013 - Current 3
Living Word Bookstore Onalaska, WI Feb 2009 - Current 7
Northwestern Mutual Investment Services, LLC La Crosse, WI Apr 2012 - Mar 2016 3
Northwestern Mutual Wealth Management Company Milwaukee, WI Nov 2012 - Apr 2013 < 1
Roger Vandermus La Crosse, WI Mar 2012 - Apr 2013 1
Baja, Inc. Burlington, VT Jan 2010 - Oct 2011 1
Unemployment Onalaska, MN Oct 2008 - Feb 2009 < 1
S&s Cycle, Inc. Viola, WI Feb 2002 - Sep 2008 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2012
Contact Info for Brett G. Smith
Phone Number: 866-664-7737
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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