Brett SmithCRD Number: 6013244
Current Firm: Northwestern Mutual Investment Services,llc
Brett Smith (CRD# 6013244) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Greenville, SC and has over 5 years of experience in the finance industry.
Erisa Plan Services Inc.
Eagle Strategies LLC
Securities America Advisors, Inc.
|Northwestern Mutual Investment Services LLC||Greenville, SC||Mar 2016 - Current||1|
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Dec 2013 - Current||4|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Apr 2013 - Current||4|
|Living Word Bookstore||Onalaska, WI||Feb 2009 - Current||8|
|Northwestern Mutual Investment Services, LLC||La Crosse, WI||Apr 2012 - Mar 2016||3|
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Nov 2012 - Apr 2013||< 1|
|Roger Vandermus||La Crosse, WI||Mar 2012 - Apr 2013||1|
|Baja, Inc.||Burlington, VT||Jan 2010 - Oct 2011||1|
|Unemployment||Onalaska, MN||Oct 2008 - Feb 2009||< 1|
|S&s Cycle, Inc.||Viola, WI||Feb 2002 - Sep 2008||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2012|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV