Brian DisherCRD Number: 4535814
Current Firm: Greenwood Capital Associates, LLC
Brian Disher (CRD# 4535814) is an Investment Advisor Representative working at Greenwood Capital Associates, LLC in Greenville, SC and has over 15 years of experience in the finance industry. Brian Disher has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Erisa Plan Services Inc.
Eagle Strategies LLC
Securities America Advisors, Inc.
|Greenwood Capital Associates, LLC||Greenville, SC||Mar 2010 - Current||7|
|Wachovia Securities Financial Network, Llc (11025)||Charlotte, NC||Dec 2008 - Feb 2010||1|
|Ubs Financial Services Inc. (8174)||Greenville, SC||Aug 2007 - Dec 2008||1|
|Citi Group Global Markets Inc. (7059)||Greenville, SC||Apr 2002 - Aug 2007||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2002|
|S65||NASAA Investment Advisors Law Examination||Jul 2002|
Total Assets Under Management1,071MILLIONS
Total Number of Accounts808ACCOUNTS
Average Account Value$1,325,149
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AL, FL, GA, LA, NC, NJ, SC, TX, VA