David EllisonCRD Number: 1003704
Current Firm: Northwestern Mutual Investment Services,llc
David Ellison (CRD# 1003704) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Greenville, SC and has over 27 years of experience in the finance industry. David Ellison has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Erisa Plan Services Inc.
Eagle Strategies LLC
Securities America Advisors, Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Aug 2007 - Current||10|
|Northwestern Mutual Investment Services, LLC||Charlotte, NC||Feb 1982 - Current||35|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Apr 1981 - Current||36|
|Northwestern Mutual Investment Services, LLC||Greenville, SC||Mar 2005 - Mar 2016||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1990|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV