David Ellison, financial advisor Greenville SC
96 score

David Ellison

CRD Number: 1003704
Current Firm: Northwestern Mutual Investment Services,llc

David Ellison (CRD# 1003704) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Greenville, SC and has over 26 years of experience in the finance industry. David Ellison has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Aug 2007 - Current 9
Northwestern Mutual Investment Services, LLC Charlotte, NC Feb 1982 - Current 34
Northwestern Mutual Life Insurance Company Milwaukee, WI Apr 1981 - Current 35
Northwestern Mutual Investment Services, LLC Greenville, SC Mar 2005 - Mar 2016 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1990
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for David G. Ellison
Phone Number: 866-664-7737
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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