David King, financial advisor Greenville SC

David King

CRD Number: 2608635
Current Firm: Rogers Financial Advisory Group, LLC

David King (CRD# 2608635) is an Investment Advisor Representative working at Rogers Financial Advisory Group, LLC in Greenville, SC and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Rogers Financial Group Greenville, SC Jul 2006 - Current 17
Rogers Financial Advisory Group, LLC Greenville, SC Jun 2004 - Current 19
Osaic Wealth, Inc. F/k/a Royal Alliance Associates, Inc. Greenville, SC Apr 1995 - Current 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1995
S65 NASAA Investment Advisors Law Examination Jun 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for David S. King
Phone Number: 864-250-1376
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    30
    MILLIONS
  • Total Number of Accounts
    145
    ACCOUNTS
  • Average Account Value
    $204,643
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

SC

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