Emmet MartinCRD Number: 3053367
Current Firm: Trustmont Advisory Group, Inc.
Emmet Martin (CRD# 3053367) is an Investment Advisor Representative working at Trustmont Advisory Group, Inc. in Greenville, SC and has over 19 years of experience in the finance industry. Emmet Martin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Erisa Plan Services Inc.
Eagle Strategies LLC
Securities America Advisors, Inc.
|Novus Advisors, LLC||Greenville, SC||Mar 2011 - Current||6|
|Trustmont Financial Group, Inc.||Greensburg, PA||Aug 2010 - Current||7|
|Trustmont Advisory Group, Inc.||Greensburg, PA||Aug 2010 - Current||7|
|Support Company - Tax Preparation||Greenville, SC||May 2010 - Current||7|
|Bsi Capital Management||Greenville, SC||Aug 2008 - Current||9|
|Raymond James Financial Services||Greenville, SC||Sep 2009 - Aug 2010||< 1|
|Capital Investment Group, Inc.||Greenville, SC||Sep 2008 - Sep 2009||1|
|Suntrust Investment Services, Inc.||Atlanta, GA||Jul 2007 - Sep 2008||1|
|Wachovia Securities LLC||Greenville, SC||Jul 2003 - Jul 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1998|
|S65||NASAA Investment Advisors Law Examination||Jul 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management439MILLIONS
Total Number of Accounts4,300ACCOUNTS
Average Account Value$102,093
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AZ, CA, CO, CT, FL, IL, IN, MA, MI, MN, MO, NJ, NY, OH, PA, SC, TN, TX, UT, VA, VT