Frances SimonCRD Number: 1230328
Current Firm: Park Avenue Securities LLC
Frances Simon (CRD# 1230328) is an Investment Advisor Representative working at Park Avenue Securities LLC in Greenville, SC and has over 33 years of experience in the finance industry.
Erisa Plan Services Inc.
Eagle Strategies LLC
Securities America Advisors, Inc.
|Park Avenue Securities LLC||Charlotte, NC||Apr 2013 - Current||4|
|Guardian Life Insurance Co Of America||Charlotte, NC||Apr 2013 - Current||4|
|Cp Advisory Services, Inc.||Charlotte, NC||Jan 1989 - Current||29|
|Travelers Ins||Columbia, SC||Mar 1985 - Current||33|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1984|
|S66||NASAA Uniform Combined State Law Examination||May 2005|
Total Assets Under Management2,821MILLIONS
Total Number of Accounts15,391ACCOUNTS
Average Account Value$183,263
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY