John GilbertCRD Number: 1066976
Current Firm: J.j.b. Hilliard, W.l. Lyons, LLC
John Gilbert (CRD# 1066976) is an Investment Advisor Representative working at J.j.b. Hilliard, W.l. Lyons, LLC in Greenville, SC and has over 34 years of experience in the finance industry.
Erisa Plan Services Inc.
Eagle Strategies LLC
Securities America Advisors, Inc.
|J.j.b. Hilliard, W.l. Lyons, LLC||Greenville, SC||May 2012 - Current||5|
|Scott & Stringfellow Inc.||Richmond, VA||Sep 2001 - May 2012||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1982|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management7,005MILLIONS
Total Number of Accounts22,374ACCOUNTS
Average Account Value$313,088
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV