Joseph Galloway, financial advisor Greenville SC
96 score

Joseph Galloway

CRD Number: 1173871
Current Firm: Wells Fargo Advisors, LLC

Joseph Galloway (CRD# 1173871) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Greenville, SC and has over 22 years of experience in the finance industry. Joseph Galloway has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Michael Cruce, financial advisor Greenville SC
Michael M. Cruce
CRD# 2431696
Erisa Plan Services Inc.
Score
101
Similar Advisors
John Whitmire, financial advisor Greenville SC
John M. Whitmire
CRD# 2442603
Eagle Strategies LLC
Score
100
Similar Advisors
Michael Allison, financial advisor Greenville SC
Michael S. Allison
CRD# 2232558
Securities America Advisors, Inc.
Score
96
Professional Designations
Company Name Location Dates Years
Wells Fargo Advisors, LLC Greenville, SC Feb 2014 - Current 2
Morgan Stanley Smith Barney Asheville, NC Jan 2011 - Feb 2014 3
Valmark Advisers, Inc. Akron, OH Sep 2007 - Jan 2011 3
Valmark Securities, Inc. Akron, OH Aug 2007 - Jan 2011 3
The National Bank Of Sc Greenville, SC Jul 2006 - Aug 2007 1
Synovus Securities,inc Greenville, SC Jun 2000 - Aug 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1994
S65 NASAA Investment Advisors Law Examination Mar 2011
Contact Info for Joseph B. Galloway
Phone Number: 314-875-3000
Registered State(s):
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Joseph Galloway and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.