Karen HawkesCRD Number: 3111643
Current Firm: Wells Fargo Advisors, LLC
Karen Hawkes (CRD# 3111643) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Greenville, SC and has over 19 years of experience in the finance industry.
Erisa Plan Services Inc.
Eagle Strategies LLC
Securities America Advisors, Inc.
|Wells Fargo Advisors LLC||Wilmington, NC||May 2009 - Current||8|
|Wachovia Bank, N.a.||Wilmington, NC||Jun 2002 - Current||15|
|Wachovia Securities, LLC||Wilmington, NC||Jul 2007 - May 2009||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1998|
|S66||NASAA Uniform Combined State Law Examination||Mar 2011|
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV