Mei Au (CRD# 4157085) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Greenville, SC and has over 24 years of experience in the finance industry. Mei Au has taken additional exams to become a Certified Financial Planner (CFP®).
CRD# 6162753
Oneascent Financial Services LLC
CRD# 5633227
Northwestern Mutual Investment Services,llc
CRD# 5419283
Ubs Financial Services Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Kestra Advisory Services, LLC | Greenville, SC | Apr 2016 - Current | 8 |
Kestra Investment Services, LLC | Greenville, SC | May 2012 - Current | 12 |
Nfp Securities, Inc. | Charlotte, NC | May 2012 - Apr 2016 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | May 2000 |
S65 | NASAA Investment Advisors Law Examination | May 2000 |
- SC
-
Total Assets Under Management48,324MILLIONS
-
Total Number of Accounts140,425ACCOUNTS
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Average Account Value$344,129
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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