Michael Brodnax (CRD# 709293) is an Investment Advisor Representative working at Capital Options, Inc. in Laurel Park, NC and has over 39 years of experience in the finance industry.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Capital Options, Inc. | Laurel Park, NC | Feb 2006 - Current | 18 |
| Wealth Management Advisors, LLC | Greenville, SC | May 2014 - Aug 2020 | 6 |
| Triad Advisors, Inc. | Norcross, GA | May 2014 - Dec 2016 | 2 |
| Ic Advisory Services, Inc. | Bedminster, NJ | Jun 2006 - May 2014 | 7 |
| The Investment Center | Bedminster, NJ | May 2003 - May 2014 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1984 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
- TX
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Total Assets Under Management155MILLIONS
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Total Number of Accounts124ACCOUNTS
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Average Account Value$1,246,736
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, NC, TX
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