Scott Autrey, financial advisor Greenville SC
41 score

Scott Autrey

CRD Number: 3004275
Current Firm: Mutual Of Omaha Investor Services, Inc.

Scott Autrey (CRD# 3004275) is an Investment Advisor Representative working at Mutual Of Omaha Investor Services, Inc. in Greenville, SC and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Mutual Of Omaha Investor Services, Inc. Omaha, NE May 2012 - Current 4
Mutual Of Omaha Greenville, SC Feb 2012 - Current 4
Bankers Life Greenville, SC Jun 2011 - Feb 2012 < 1
State Farm Anderson, SC May 2010 - Jun 2011 1
Confluence Water Sports Easley, SC Mar 2008 - May 2010 2
Self Employed Easley, SC Nov 2006 - Mar 2008 1
Raymond James & Associates, Inc. Greenville, SC Sep 2004 - Nov 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2012
S65 NASAA Investment Advisors Law Examination Aug 2012
S66 NASAA Uniform Combined State Law Examination Dec 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Judgments / Liens
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Scott R. Autrey
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
41
Verified Page
Data verified by both the advisor and the public regulatory data.

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