Stephen Hatten, financial advisor Greenville SC
93 score

Stephen Hatten

CRD Number: 4552046
Current Firm: Northwestern Mutual Investment Services,llc

Stephen Hatten (CRD# 4552046) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Greenville, SC and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Greenville, SC Sep 2002 - Current 14
Northwestern Mutual Life Insurance Company Milwaukee, WI Jun 2002 - Current 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2003
S66 NASAA Uniform Combined State Law Examination May 2006
Contact Info for Stephen J. Hatten
Phone Number: 866-664-7737
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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