Stephen HattenCRD Number: 1032875
Current Firm: Northwestern Mutual Investment Services,llc
Stephen Hatten (CRD# 1032875) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Greenville, SC and has over 20 years of experience in the finance industry.
Erisa Plan Services Inc.
Eagle Strategies LLC
Securities America Advisors, Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||2|
|Northwestern Mutual Investment Services, LLC||Greenville, SC||May 2012 - Current||6|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Jun 1975 - Current||42|
|Northwestern Mutual Investment Services, LLC||Greenville, SC||May 2012 - Mar 2016||3|
|Northwestern Mutual Investment Services, LLC||Huntington, WV||May 2006 - May 2012||6|
|Northwestern Mutual Investment Services, LLC||Huntington, WV||Jun 1983 - May 2012||28|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1998|
|S66||NASAA Uniform Combined State Law Examination||Apr 2006|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV