Victoria Sullivan (CRD# 6081556) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 11 years of experience in the finance industry.
CRD# 1981586
Dempsey Lord Smith, LLC
CRD# 1952919
Lpl Financial LLC
CRD# 5429310
Corecap Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Dempsey Lord Smith, LLC | Rome, GA | Apr 2022 - Current | 1 |
Premium 72 Capital | Houston, TX | Jan 2021 - Apr 2022 | 1 |
Cabot Lodge Securities LLC | New York, NY | Jun 2019 - Apr 2022 | 2 |
Sandlapper Wealth Management, LLC | Cincinnati, OH | Jan 2015 - Dec 2020 | 5 |
Sandlapper Securities, LLC | Greenville, SC | Jun 2014 - May 2019 | 4 |
Colony Park Financial | Cincinnati, OH | Jun 2012 - Dec 2014 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Dec 2012 |
- OH
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Total Assets Under Management502MILLIONS
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Total Number of Accounts2,945ACCOUNTS
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Average Account Value$170,458
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MA, MD, MI, MN, MO, MS, NC, NM, NV, OH, PA, PR, SC, TN, TX, VA
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