Victoria Sullivan, financial advisor Rome GA

Victoria Sullivan

CRD Number: 6081556
Current Firm: Dempsey Lord Smith, LLC

Victoria Sullivan (CRD# 6081556) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Rome, GA and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Dempsey Lord Smith, LLC Rome, GA Apr 2022 - Current 1
Premium 72 Capital Houston, TX Jan 2021 - Apr 2022 1
Cabot Lodge Securities LLC New York, NY Jun 2019 - Apr 2022 2
Sandlapper Wealth Management, LLC Cincinnati, OH Jan 2015 - Dec 2020 5
Sandlapper Securities, LLC Greenville, SC Jun 2014 - May 2019 4
Colony Park Financial Cincinnati, OH Jun 2012 - Dec 2014 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2012
Contact Info for Victoria C. Sullivan
Phone Number: 706.238.9575
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    502
    MILLIONS
  • Total Number of Accounts
    2,945
    ACCOUNTS
  • Average Account Value
    $170,458
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MA, MD, MI, MN, MO, MS, NC, NM, NV, OH, PA, PR, SC, TN, TX, VA

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