Walter Griffin, financial advisor Greenville SC
90 score

Walter Griffin

CRD Number: 5962390
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walter Griffin (CRD# 5962390) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Greenville, SC and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Anaheim, CA Jul 2013 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Anaheim, CA May 2013 - Current 3
Tax & Financial Group Newport Beach, CA Aug 2011 - Apr 2013 1
Unemployed Newport Beach, CA May 2011 - Jul 2011 < 1
Cabo Cantina Newport Beach, CA Dec 2009 - Apr 2011 1
Marcus & Millichap Irvine, CA Aug 2007 - Nov 2009 2
Occ/csu Fullerton Costa Mesa/fullerton, CA Feb 2003 - Jul 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2011
Contact Info for Walter W. Griffin
Phone Number: 800-637-7455
Registered State(s):
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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