Alex Katz, financial advisor Greenwich CT
93 score

Alex Katz

CRD Number: 5503098
Current Firm: Touchstone Advisors Inc.

Alex Katz (CRD# 5503098) is an Investment Advisor Representative working at Touchstone Advisors Inc. in Greenwich, CT and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Touchstone Securities Inc. Cincinnati, OH Nov 2014 - Current 1
Ifs Financial Services Cincinnati, OH Nov 2014 - Current 1
Lord, Abbett & Company Jersey City, NJ Feb 2008 - Nov 2014 6
The Vanguard Group Malvern, PA Jul 2007 - Feb 2008 < 1
Unemployed Princeton Junction, NJ May 2007 - Jun 2007 < 1
University Of Pittsburgh Pittsburgh, PA Aug 2003 - Apr 2007 3
Bristol Myers Squibb Company Plainsboro, NJ May 2006 - Feb 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Contact Info for Alex S. Katz
Phone Number: 513-362-8000
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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