Carlton Anderson, financial advisor Greenwich CT

Carlton Anderson

CRD Number: 2946790
Current Firm: The Dowling Group Wealth Management

Carlton Anderson (CRD# 2946790) is an Investment Advisor Representative working at Metlife Securities Inc. in Stamford, CT and has over 20years of experience in the finance industry.

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Company Name Location Dates Years
The Dowling Group Wealth Management Greenwich, CT Feb 2020 - Current 4
Ameriprise Financial Services, Inc. Greenwich, CT Feb 2018 - Feb 2020 2
Janney Montgomery Scott LLC Darien, CT Jul 2017 - Dec 2017 < 1
Mml Investors Services, LLC Stamford, CT Mar 2017 - Jul 2017 < 1
Massachusetts Mutual Life Insurance Company Springfield, MA Jul 2016 - Jul 2017 1
Metlife Shelton, CT May 2009 - Mar 2017 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1999
S65 NASAA Investment Advisors Law Examination Sep 2009
Contact Info for Carlton E. Anderson
By the Numbers
  • Total Assets Under Management
    140
    MILLIONS
  • Total Number of Accounts
    275
    ACCOUNTS
  • Average Account Value
    $507,876
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CT, NY

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