Richard McGuire, financial advisor Greenwich CT
83 score

Richard McGuire

CRD Number: 1083487
Current Firm: Wright Investors Service Inc.

Richard McGuire (CRD# 1083487) is an Investment Advisor Representative working at Wright Investors Service Inc. in Greenwich, CT and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Wright Investors' Service,inc. Milford, CT Jan 2012 - Current 4
Wright Investors' Service Distributors, Inc. Milford, CT Apr 2011 - Current 5
Unemployed Rye, NY Nov 2009 - Mar 2011 1
Nylife Securities LLC New York, NY Jul 2009 - Oct 2009 < 1
New York Life Insurance Company Rye, NY Jun 2009 - Oct 2009 < 1
Unemployed Rye, NY Oct 2008 - Jun 2009 < 1
Phd New York, NY Oct 2001 - Oct 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2002
S66 NASAA Uniform Combined State Law Examination Dec 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Richard P. McGuire
Phone Number: 203-783-4400
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    1,429
    MILLIONS
  • Total Number of Accounts
    1,685
    ACCOUNTS
  • Average Account Value
    $848,022
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

CA, CT, DE, FL, GA, IL, IN, MA, NJ, NY, PA, TN, TX

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BADGES
83

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