Samuel GillilandCRD Number: 1222075
Current Firm: Fieldpoint Private Securities LLC
Samuel Gilliland (CRD# 1222075) is an Investment Advisor Representative working at Fieldpoint Private Securities LLC in Greenwich, CT and has over 34 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
|Fieldpoint Private Bank & Trust||Greenwich, CT||Mar 2011 - Current||6|
|Fieldpoint Securities, LLC||Greenwich, CT||Mar 2011 - Current||6|
|Morgan Stanley Smith Barney||Greenwich, CT||Jun 2009 - Dec 2010||1|
|Citigroup Global Markets Inc.||Greenwich, CT||Mar 2002 - Dec 2010||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1984|
|S65||NASAA Investment Advisors Law Examination||Jul 1993|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,918MILLIONS
Total Number of Accounts2,667ACCOUNTS
Average Account Value$719,102
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CT, FL, IL, MD, MN, MO, NC, NH, NJ, NM, NY, PA, TX, VA
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