Troy CatesCRD Number: 3105780
Current Firm: Recon Capital
Troy Cates (CRD# 3105780) is an Investment Advisor Representative working at Recon Capital in Greenwich, CT and has over 18 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
|Recon Capital Partners, LLC||Greenwich, CT||Sep 2014 - Current||2|
|Mkm Partners LLC||Greenwich, CT||Jul 2006 - Aug 2014||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1999|
|S65||NASAA Investment Advisors Law Examination||Dec 2014|
Total Assets Under Management71MILLIONS
Total Number of Accounts10ACCOUNTS
Average Account Value$7,103,693
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses