Vincent MallozziCRD Number: 4519127
Current Firm: Raymond James & Associates, Inc.
Vincent Mallozzi (CRD# 4519127) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Greenwich, CT and has over 15 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
American Portfolios Advisors, Inc.
|Raymond James & Associates, Inc.||Greenwich, CT||Sep 2016 - Current||1|
|Deutsche Bank Securities Inc.||Greenwich, CT||May 2006 - Sep 2016||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2002|
|S65||NASAA Investment Advisors Law Examination||Sep 2005|
Total Assets Under Management142,933MILLIONS
Total Number of Accounts472,443ACCOUNTS
Average Account Value$302,541
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV