Wendy FergusonCRD Number: 1161892
Current Firm: Deutsche Bank Securities Inc.
Wendy Ferguson (CRD# 1161892) is an Investment Advisor Representative working at Deutsche Bank Securities Inc. in Greenwich, CT and has over 33 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
|Deutsche Bank Securities Inc.||Greenwich, CT||Oct 2006 - Current||10|
|Citigroup Global Markets Inc.||Newtown, PA||Sep 2004 - Oct 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1983|
|S66||NASAA Uniform Combined State Law Examination||Jan 2008|
Total Assets Under Management5,524MILLIONS
Total Number of Accounts5,921ACCOUNTS
Average Account Value$932,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV