Carol FrenchCRD Number: 5897279
Current Firm: Transamerica Financial Advisors, Inc.
Carol French (CRD# 5897279) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Greenwood Village, CO and has over 6 years of experience in the finance industry.
Ewealth Consulting, LLC
Anthony Capital, LLC
Fit Financial Consulting LLC
|Happy Paws Pet Sitting, LLC||Centennial, CO||Jul 2017 - Current||< 1|
|Transamerica Financial Advisors, Inc.||Greenwood Village, CO||Jan 2012 - Current||6|
|Chipple Solutions||Centennial, CO||Dec 2010 - Current||7|
|World Financial Group, Inc.||Greenwood Village, CO||Nov 2010 - Current||7|
|Investment Advisors International, Inc.||Greenwood Village, CO||Aug 2011 - Jan 2012||< 1|
|World Group Securities, Inc.||Greenwood Village, CO||Mar 2011 - Jan 2012||< 1|
|Uranium One Inc.||Denver, CO||Oct 2008 - Aug 2010||1|
|Edlow International Co/ Erl Services||Washington, DC||Aug 1998 - Sep 2008||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2011|
|S65||NASAA Investment Advisors Law Examination||Jul 2011|
Total Assets Under Management969MILLIONS
Total Number of Accounts14,750ACCOUNTS
Average Account Value$65,719
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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