Daniel Katz, financial advisor Greenwood Village CO
93 score

Daniel Katz

CRD Number: 5321599
Current Firm: First Financial Equity Corporation

Daniel Katz (CRD# 5321599) is an Investment Advisor Representative working at First Financial Equity Corporation in Greenwood Village, CO and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
First Financial Equity Corporation Denver, CO May 2014 - Current 2
Ffec Advisory Group LLC Greenwood Village, CO May 2014 - Current 2
Gill Capital Partners Denver, CO Jan 2013 - May 2014 1
Morgan Stanley Denver, CO Sep 2010 - Jan 2013 2
B C Ziegler And Company Greenwood Village, CO Apr 2007 - Sep 2010 3
Latitude Sports Marketing Greenwood Village, CO Aug 2005 - Jan 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2007
Contact Info for Daniel R. Katz
Phone Number: 480-951-0079
Firm Website: http://www.ffec.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    2,865
    MILLIONS
  • Total Number of Accounts
    6,068
    ACCOUNTS
  • Average Account Value
    $472,074
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, MA, MD, MI, MN, MO, MT, NC, ND, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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