David Sogge, financial advisor Greenwood Village CO

David Sogge

CRD Number: 1234173
Current Firm: Rbc Capital Markets, LLC

David Sogge (CRD# 1234173) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Greenwood Village, CO and has over 40 years of experience in the finance industry.

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Company Name Location Dates Years
City National Bank Greenwood Village, CO Oct 2018 - Current 5
Rbc Capital Markets, LLC Greenwood Village, CO Mar 2008 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1984
S66 NASAA Uniform Combined State Law Examination Jan 2001
Contact Info for David B. Sogge
By the Numbers
  • Total Assets Under Management
    201,264
    MILLIONS
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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