Dennis Johnson, financial advisor Tacoma WA

Dennis Johnson

CRD Number: 5282516
Current Firm: Charles Schwab & Company, Inc.

Dennis Johnson (CRD# 5282516) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Tacoma, WA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Eugene, OR Feb 2024 - Current < 1
Charles Schwab Bank, Ssb Eugene, OR Feb 2024 - Current < 1
Fidelity Personal And Workplace Advisors Boston, MA Jul 2018 - Feb 2024 5
Fidelity Investments Greenwood Village, CO Jun 2015 - Feb 2024 8
T. Rowe Price Investment Services, Inc. Colorado Springs, CO Feb 2010 - Jun 2015 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2007
S66 NASAA Uniform Combined State Law Examination Aug 2010
Contact Info for Dennis Johnson
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CO
  • OR
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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