Kelly BauerleCRD Number: 4591672
Current Firm: James Alpha Advisors, LLC
Kelly Bauerle (CRD# 4591672) is an Investment Advisor Representative working at James Alpha Advisors, LLC in Greenwood Village, CO and has over 9 years of experience in the finance industry.
Ewealth Consulting, LLC
Anthony Capital, LLC
Fit Financial Consulting LLC
|Global Financial Private Capital, LLC||Sarasota, FL||Oct 2016 - Current||1|
|Fdx Capital LLC||New York, NY||Sep 2015 - Current||2|
|James Alpha Management, LLC||Greenwood Village, CO||Jun 2011 - Current||6|
|Ascent Real Estate Securities LLC||Greenwood Village, CO||Jun 2011 - Sep 2015||4|
|Transamerica Capital Inc.||Denver, CO||Nov 2009 - Jun 2011||1|
|Old Mutual Capital, Inc.||Denver, CO||Mar 2005 - Sep 2009||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2009|
Total Assets Under Management560MILLIONS
Total Number of Accounts9ACCOUNTS
Average Account Value$62,187,850
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
CA, CO, FL, GA, KS, MA, MN, NY, PA, TX
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