Ryan Sobel (CRD# 5492246) is an Investment Advisor Representative working at Sobel Financial LLC in Denver, CO and has over 15 years of experience in the finance industry. Ryan Sobel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Advisor Platinum LLC | Denver, CO | Feb 2024 - Current | < 1 |
| Hillcrest Business Consulting, LLC | Denver, CO | Jan 2024 - Current | < 1 |
| Red Chair Finance LLC | Denver, CO | Jan 2020 - Current | 4 |
| Sobel Financial, LLC | Denver, CO | Sep 2019 - Current | 4 |
| Sobel Enterprises, LLC | Denver, CO | Jan 2017 - Current | 7 |
| Park Avenue Securities LLC | Greenwood Village, CO | Jan 2012 - Jun 2019 | 7 |
| Park Avenue Securities LLC | Greenwood Village, CO | Apr 2011 - Jun 2019 | 8 |
| Guardian Life Insurance Companies | Greenwood Villiage, CO | Oct 2010 - Jun 2019 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2008 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
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Total Assets Under Management13MILLIONS
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Total Number of Accounts125ACCOUNTS
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Average Account Value$105,024
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CO
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