Ryan Sobel, financial advisor Greenwood Village CO
48 score

Ryan Sobel

CRD Number: 5492246
Current Firm: Park Avenue Securities LLC

Ryan Sobel (CRD# 5492246) is an Investment Advisor Representative working at Park Avenue Securities LLC in Greenwood Village, CO and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Park Avenue Securities Greewood Village, CO Mar 2011 - Current 5
Guardian Life Insurance Companies Greenwood Villiage, CO Oct 2010 - Current 6
Unemployed Lone Tree, CO Aug 2010 - Oct 2010 < 1
Northwestern Mutual Investment Services, LLC Denver, CO Jul 2008 - Aug 2010 2
Northwestern Mutual Life Insurance Company Milwaukee, WI Feb 2008 - Aug 2010 2
Student @ Colorad Univesity Boulder, CO Aug 2006 - Jun 2010 3
University Of Colorado Boulder, CO Aug 2007 - Feb 2008 < 1
College Works Painting Irvine, CA Sep 2006 - Aug 2007 < 1
International House Of Pancakes Highlands Ranch, CO Jul 2004 - Aug 2006 2
Highlands Ranch High School Highlands Ranch, CO Aug 2002 - Aug 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S65 NASAA Investment Advisors Law Examination Aug 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Ryan L. Sobel
Phone Number: 1-888-600-4667
Registered State(s):
  • CO
  • FL
  • MD
  • WI
  • TX
By the Numbers
  • Total Assets Under Management
    6,646
    MILLIONS
  • Total Number of Accounts
    39,311
    ACCOUNTS
  • Average Account Value
    $169,065
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
48

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