David Harden, financial advisor Grosse Pointe MI
81 score

David Harden

CRD Number: 5520231
Current Firm: J.p. Morgan Securities LLC

David Harden (CRD# 5520231) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Grosse Pointe, MI and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Laguna Hills, CA Oct 2012 - Current 4
Jpmorgan Chase Bank Na Detroit, MI Apr 2010 - Current 6
Butter Run Inc. Grosse Pointe, MI Aug 2011 - Jul 2014 2
Chase Investment Services Corp Detroit, MI Apr 2010 - Oct 2012 2
At&t Advertising Solutions Troy, MI Sep 2008 - Apr 2010 1
Unemployed Grosse Pointe Woods, MI Aug 2008 - Sep 2008 < 1
Ameriprise Financial Troy, MI Apr 2008 - Aug 2008 < 1
Unemployed Grosse Pointe Woods, MI Aug 2007 - Apr 2008 < 1
Rock Financial/quicken Loans Livoinia, MI May 2006 - Aug 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for David S. Harden
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • MI
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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