Carlos Barbosa, financial advisor Guilford CT

Carlos Barbosa

CRD Number: 4489840
Current Firm: Horizon Investments LLC

Carlos Barbosa (CRD# 4489840) is an Investment Advisor Representative working at Horizon Investments LLC in Guilford, CT and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Quasar Distributors, LLC Milwaukee, WI Dec 2015 - Current 5
Horizon Investments LLC Concord, MA Dec 2014 - Current 6
Northern Lights Distributors, LLC Omaha, NE Feb 2015 - Dec 2015 < 1
First Trust Portfolios LP Lisle, IL Sep 2006 - Nov 2014 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S66 NASAA Uniform Combined State Law Examination Jun 2012
Contact Info for Carlos E. Barbosa
Phone Number: 704-544-2399
Registered State(s):
  • CT
  • MA
  • NH
  • NJ
  • RI
  • VT
By the Numbers
  • Total Assets Under Management
    3,409
    MILLIONS
  • Total Number of Accounts
    4,483
    ACCOUNTS
  • Average Account Value
    $760,527
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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