Carlos BarbosaCRD Number: 4489840
Current Firm: Horizon Investments LLC
Carlos Barbosa (CRD# 4489840) is an Investment Advisor Representative working at Horizon Investments LLC in Guilford, CT and has over 19 years of experience in the finance industry.
Springboard Asset Management LLC
Milestone Asset Management Group, LLC
Equitable Advisors, LLC
|Quasar Distributors, LLC||Milwaukee, WI||Dec 2015 - Current||5|
|Horizon Investments LLC||Concord, MA||Dec 2014 - Current||6|
|Northern Lights Distributors, LLC||Omaha, NE||Feb 2015 - Dec 2015||< 1|
|First Trust Portfolios LP||Lisle, IL||Sep 2006 - Nov 2014||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2002|
|S66||NASAA Uniform Combined State Law Examination||Jun 2012|
Total Assets Under Management3,409MILLIONS
Total Number of Accounts4,483ACCOUNTS
Average Account Value$760,527
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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