Carolyn MatthesCRD Number: 1357299
Current Firm: Compass Asset Management, LLC
Carolyn Matthes (CRD# 1357299) is an Investment Advisor Representative working at Compass Asset Management, LLC in Guilford, CT and has over 28 years of experience in the finance industry.
Springboard Asset Management LLC
Sagepoint Financial, Inc.
Halsey Associates Inc.
|Westport Resources Investment Services, Inc.||Guilford, CT||Feb 1997 - Current||20|
|Compass Asset Management||Guilford, CT||Feb 1997 - Current||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1989|
|S65||NASAA Investment Advisors Law Examination||Oct 1994|
Total Assets Under Management238MILLIONS
Total Number of Accounts510ACCOUNTS
Average Account Value$466,667
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters