Carolyn Matthes, financial advisor Guilford CT

Carolyn Matthes

CRD Number: 1357299
Current Firm: Compass Wealth Management LLC

Carolyn Matthes (CRD# 1357299) is an Investment Advisor Representative working at Compass Wealth Management LLC in Guilford, CT and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
Westport Resources Investment Services, Inc. Guilford, CT Feb 1997 - Current 27
Compass Asset Management Guilford, CT Feb 1997 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1989
S65 NASAA Investment Advisors Law Examination Oct 1994
Contact Info for Carolyn A. Matthes
Phone Number: 203-453-7000
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    542
    MILLIONS
  • Total Number of Accounts
    838
    ACCOUNTS
  • Average Account Value
    $646,913
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, CT, FL, MA, NC, NY, TX, UT, VA

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