Daniel Guerra, financial advisor Guilford CT

Daniel Guerra

CRD Number: 4856389
Current Firm: Mml Investors Services, LLC

Daniel Guerra (CRD# 4856389) is an Investment Advisor Representative working at Mml Investors Services, LLC in Guilford, CT and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Mass Mutual Life Insurance Company Guilford, CT Jun 2021 - Current 2
Mml Investors Services Guilford, CT Jun 2021 - Current 2
Daniel Guerra Madison, CT Jan 2011 - Current 13
Waddell & Reed, Inc. Westbrook, CT Sep 2004 - Jun 2021 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2005
S65 NASAA Investment Advisors Law Examination Jun 2005
Contact Info for Daniel Guerra
Phone Number: (413)737-8400
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    58,787
    MILLIONS
  • Total Number of Accounts
    326,297
    ACCOUNTS
  • Average Account Value
    $180,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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