Diego Montoya, financial advisor Guilford CT

Diego Montoya

CRD Number: 5568566
Current Firm: Mml Investors Services, LLC

Diego Montoya (CRD# 5568566) is an Investment Advisor Representative working at Mml Investors Services, LLC in Guilford, CT and has over 15 years of experience in the finance industry.

Similar Advisors
Charles Green, financial advisor Guilford CT
Charles M. Green
CRD# 2726777
Springboard Asset Management LLC
Similar Advisors
Yaldez Abdel Samed, financial advisor Guilford CT
Yaldez Abdel Samed
CRD# 5623606
Citizens Securities, Inc.
Similar Advisors
Frank Abel, financial advisor Guilford CT
Frank B. Abel
CRD# 4288358
Commonwealth Financial Network
Company Name Location Dates Years
Mml Investors Services, LLC Guilford, CT Mar 2017 - Current 7
Massmutual Life Insurance Co Guilford, CT Jul 2016 - Current 7
Metlife Securities Inc. Wethersfield, CT Jul 2008 - Mar 2017 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S65 NASAA Investment Advisors Law Examination Feb 2013
Contact Info for Diego Montoya
Phone Number: (413)737-8400
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    58,787
    MILLIONS
  • Total Number of Accounts
    326,297
    ACCOUNTS
  • Average Account Value
    $180,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Diego Montoya and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.